Regulatory Advisory & Readiness
Know what applies and what to do about it.
A new rule, product or market can raise questions about your obligations. A supervisory review may reveal gaps that need attention.
Ivorest helps you understand what the requirements mean for your organisation, decide what needs to change and carry those changes through.
What we help you with
- Regulatory scopeassess which requirements apply to your activities and business plans.
- Readiness and gap assessmentsreview your arrangements against applicable requirements and supervisory expectations.
- Regulatory changeidentify the implications for governance, policies, processes, systems and people.
- Implementation planningestablish priorities, actions, responsibilities and dependencies.
- Supervisory engagementhelp prepare documentation, evidence and responses to questions or findings.
- Implementation supporttranslate findings into policies, controls and daily working practices.
Preparing for AMLR
The EU Anti-Money Laundering Regulation requires organisations within its scope to assess how their existing arrangements need to change.
We help you review the implications for your business, identify gaps and plan the work. Support can include reviewing customer due diligence arrangements, updating policies and procedures, and implementing changes to processes, systems, controls and training.
You can engage us for a focused assessment or continue with us through implementation.
How we work
We start with your activities, existing arrangements and the question you need answered. We assess the requirements and recommend an approach proportionate to your risks, size and complexity.
Where requirements leave room for judgement, we explain the options and our reasoning. We agree the scope, responsibilities and outputs before work starts, bringing in specialist expertise where the assignment requires it.
What is changing for you?
Tell us what you are planning, where the requirements are unclear or which findings you need to address.